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Financial Services and Markets Authority
Results: 490

#	Item
361	Consultation on transposition of UCITS IV Directive Memorandum from the Financial Ombudsman Service 18 March 2011 The Financial Ombudsman Service:  Add to Reading List Source URL: www.financial-ombudsman.org.uk Language: English - Date: 2012-12-20 04:15:00 Legal professions Government European Union law Undertakings for Collective Investment in Transferable Securities Directives Ombudsman Financial Ombudsman Service Financial Services Authority Financial Services and Markets Act Ombudsmen in Australia Law Investment Financial economics
362	Policy Statement Financial Services Authority Dispute Resolution: the Complaints Sourcebook Add to Reading List Source URL: www.fsa.gov.uk Language: English - Date: 2011-12-06 07:29:35 Financial Ombudsman Service Financial Services and Markets Act Government United Kingdom Economy of the United Kingdom Financial Services Authority
363	Policy Statement[removed]Financial Services Authority Review of Compensation Add to Reading List Source URL: www.fsa.gov.uk Language: English - Date: 2011-12-06 06:37:55 Financial Services Authority Financial economics Financial Services Compensation Scheme Financial Services and Markets Act Long-term care insurance Insurance United Kingdom Financial institutions Financial Ombudsman Service
364	FSA CP12/19: Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes Memorandum from the Financial Ombudsman Service 14 November[removed]The Financial Ombudsman Service we Add to Reading List Source URL: www.financial-ombudsman.org.uk Language: English - Date: 2012-12-13 13:43:00 Funds Financial markets Dispute resolution Financial Ombudsman Service Ombudsman Collective investment scheme Specialized investment fund Financial services Financial Services Authority Financial economics Investment Finance
365	Consultation Paper[removed]Financial Services Authority & Financial Ombudsman Service Add to Reading List Source URL: www.fsa.gov.uk Language: English - Date: 2011-12-06 06:57:26 Financial Ombudsman Service Government Financial Services Authority Government officials Dispute resolution Ombudsman Financial Services and Markets Act United Kingdom Legal professions Law
366	May 25, 2012 Via E-Mail: [removed] Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002, Basel, Switzerland Re: Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2012-08-07 03:07:00 Financial markets Securities Short selling Financial services Stock market Repurchase agreement Securities Industry and Financial Markets Association Net capital rule Financial Industry Regulatory Authority Financial economics Finance Financial system
367	David Wright Financial Service Policy and Financial Markets DG Internal Markets European Commission BE-1049 Brussels Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2008-09-01 06:56:47 Independent Financial Adviser Finance Investment Financial adviser Markets in Financial Instruments Directive Financial Services Authority Investment Adviser Association Financial economics Financial services Business
368	Fair and Effective Financial Markets Review Terms of Reference Objectives To reinforce confidence in the fairness and effectiveness of wholesale financial market activity conducted in the United Kingdom; Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2014-07-11 06:34:04 Economics Anthropology Market Regulation Public administration Financial Services Authority Law Financial markets Financial regulation
369	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC[removed]DIVISJON OF TRADING AND MARKETS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-27 12:08:50 Financial markets Financial services Fixed income market United States securities law Bonds Securities Industry and Financial Markets Association Broker-dealer Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Financial economics Financial system Finance
370	SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No[removed]; File No. S7[removed]RIN 3235-AK51 Consolidated Audit Trail AGENCY: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-02 10:44:15 Self-regulatory organizations Finance United States Securities and Exchange Commission Financial markets Financial services Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority NYSE Euronext Financial economics United States securities law Financial system

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